“The larger the cognitive differences…
the more difficult to implement the policy”
engendering “uncertain policy outcomes” (Fan et al., 2021: 6)
During fieldwork, credibility cannot be assessed by simply asking a key informant, interviewee or respondent: Do you believe this policy or institution is credible? The manner through which credibility endogenously emerges from the incessant, complex interaction between multiple actors prevents this. For this reason, the Formal, Actual and Targeted Framework (FAT Framework) was developed to achieve a more reliable and temporally-sensitive understanding of credibility.
The development of the FAT Framework spanned a period of many years, and was inspired by Van Gelder (2010), who argued that a “tripartite view” on institutions (along three dimensions) is helpful in understanding the way in which they function. In effect, the framework establishes the differences between actors’ perceptions of what institutions are formally declared to achieve (the Formal), what they actually achieve (the Actual), and what actors’ target they should achieve (the Targeted) (see figure).
Formal, Actual and Targeted (FAT) Framework
Aim: The FAT Framework is a tool that endeavors to measure credibility along different dimensions and if needed, at different time-points. In this way, it can account for the multi-dimensionality and temporality that characterizes institutional credibility.
Assumption: The framework is predicated on the idea that perceptual divergence is a measure of credibility. Put differently, the greater the perceptual divergences, the lower the credibility. Notably, the reverse also holds: the smaller the perceptual divergences, the higher the credibility (see e.g. Arvanitidis and Papagianitsis, 2020).
Approach: The framework can use qualitative and quantitative data, and if needed, allows for a dynamic analysis of institutions through the inclusion of time. In this way, one can, for instance, establish credibility before, during and after a certain institutional intervention or policy has been implemented. This is achieved by analyzing institutions at various time points, t1, t2….tx. For an example of a FAT analysis at different times, see (Wang and Liu, 2022).
Application: The FAT Framework has been tested and refined for different sectors, such as to study land finance & value capture, common property, nature reserve management and mega-projects (such as dams, airports, and high-speed railways).